Michael R. Gaico focuses his practice on securities litigation, arbitration, and regulatory matters. His experience is concentrated in the representation of broker-dealers, their principals, and registered representatives in connection with customer complaints, employment disputes, and inquiries by federal and state securities regulators.
Mike also has experience in professional liability litigation, including the defense of accountants, attorneys, and corporate directors and officers from claims of negligence, breach of fiduciary duty, and securities law violations.
After college, Mike began his career in the financial services industry at Citigroup Global Markets, Inc./Smith Barney.
News & Publications
- August 17, 2016Third Circuit Addresses Definition of "Investment Adviser" for the First Time
Securities Law Alert… Read more
- December 15, 2014Bressler Welcomes Michael R. Gaico to the New York Office
Bressler, Amery & Ross, P.C. welcomes new associate, Michael R. Gaico, to the firm’s Commercial and Securities Litigation groups. Michael’s experience is concentrate… Read more