FINRA Update: Another Busy Year for the Financial Industry Regulatory Authority
American Bar Association (February 6, 2017)
Joshua Jones’ article focuses on the changes being implemented by FINRA unrelated to the work of the Dispute Resolution Task Force. FINRA is working on a number of fronts to improve its capabilities to deliver a fair and efficient forum for dispute resolution to its member firms and the investing public.To read the entire article on the American Bar Association website, click here. Subscription may be required.