FINRA Update: Task Force Recommendations and Rule Changes

American Bar Association (February 6, 2017)

Daniel Korb’s recent article addresses a few of the Financial Industry Regulatory Authority (FINRA) Dispute Resolution Task Force’s key recommendations to enhance the efficiency, transparency, and fairness of the dispute resolution system: arbitrator quality, explained decisions, an “intermediate approach” for small claims, mediation before arbitration, and mandatory arbitration.

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