ABA Securities Litigation Committee SRO Subcommittee Meeting Featuring Brad Bennett of FINRA

 

ABA Securities Litigation Committee SRO Subcommittee program featuring Brad Bennett, FINRA's new Executive Vice President of Enforcement and Dan Nathan, the Director of FINRA's Regional Enforcement Program. Joining Brad and Dan on this panel will be former NASD Enforcement chief Barry Goldsmith and former FINRA Enforcement head Susan Merrill.