Bressler offers a nationally recognized practice in Enforcement Actions and Regulatory Litigation. Our attorneys have extensive experience representing insurance carriers, reinsurers, HMOs and other managed care organizations, third party administrators, independent loss adjusters, state insurance guaranty funds, agents, brokers and registered representatives/financial advisers and insureds in a variety of litigated disputes.
Our experience includes proven advocacy before state and federal courts, administrative courts, appellate courts and arbitral tribunals. We frequently provide opinions on coverage issues, as well as represent insurers in declaratory judgment actions, and actions involving coverage disputes, bad faith allegations, sales practice disputes, tax matters and more. We also defend enforcement actions before state and federal authorities as well as self-regulatory organizations.
News & Publications
June 7, 2019Kerry Zinn and Tanya Lambrechts Author Article "The SEC Defined 'Fiduciary Duty,' and a Year Later, Advisers are Still Waiting for Clarity"
Investment advisers who have been around awhile know that the SEC, both independently and through case law, has defined and redefined what it means for an adviser to… Read more
March 5, 2019Kerry Zinn and Jackie Aleman Author Article "Enforcement Actions Taken for Non-Participation in the 2018 SCD Initiative"
In February 2018, the Division of Enforcement of the U.S. Securities and Exchange Commission (SEC) launched a self-reporting initiative for investment advisers who r… Read more