Senior Issues

Publications

May 17, 2018: FINRA Issues Its First Progress Report On FINRA360, David Buffa and Gerard Belfort

May 2, 2018: 
NY DFS Amends its Proposed Life Insurance and Annuity Suitability Regulation to Require Best Interest Standard, Cynthia Borrelli

April 16, 2018:
 
Aging Investor Base and Wealthy Baby Boomers Spur Increase in State Laws to Protect Seniors, Alex Sabo  

April 3, 2018: Hold On! Analyzing FINRA's New Rules to Address Senior Financial Exploitation, Amy Bard, Daniel Strashun and Andrew Mount, Bloomberg BNA

March 12, 2018: The FTC Releases the 2017 Consumer Sentinel Network Data Book, Matthew Plant 

January 19, 2018:
 NAIC Sets 2018 Agenda to Address Senior Issues, Cynthia Borrelli and Michael Morris

January 5, 2018: New York DFS Proposes Amendments to its Annuity Suitability Rule, Cynthia Borrelli

December 11, 2017: The Senate Banking Committee Revised S.2155 to Project Seniors from Financial Fraud, Benjamin Akselrad

November 14, 2017: Enforcement Priorities and Dealing With An Aging Investor Base - Bressler and NJSBA Securities Law Program Summary, Richard Szuch

November 6, 2017:
 Protecting Your Senior Clients: Compliance in Advance of the February 5 FINRA Deadline... and Beyond, Patricia Solfaro, Bloomberg Law

October 23, 2017: The Elder Abuse Prevention and Prosecution Act Becomes Law, Benjamin Akselrad

October 12, 2017: What Is Being Done To Help Avoid Financial Exploitation Of Seniors?, Richard Szuch, Financial Advisor

September 29, 2017:
 New York and New Jersey Market Regulation Directed to Seniors, Cynthia Borrelli and Ardinez Domgjoni
 
August 17, 2017: 4 Financial Resources for Senior Investors

April 20, 2017: Two-Year Anniversary of FINRA Securities Helpline for Seniors

April 10, 2017: FINRA’s National Adjudicatory Council Announces New Sanction Guidelines

March 30, 2017: FINRA Receives SEC Approval on Rules Regarding Financial Exploitation of Seniors

August 1, 2009: Seniors – The Laws, The Rules, The Cases, Richard Szuch and Brian Ellis

January 31, 2009: What’s So Special About Seniors Anyway?, Richard Szuch, Jean Setzfand, Ann Parry, and Jennifer Woods Burke

September 1, 2007: When the Baby Boom Era Becomes the Retirement Explosion, Richard Szuch, Theodore J. Sawicki, Scott N. Sherman and Alex Reed