Bressler is a proud sponsor of the Third Annual Current Issues in FINRA Arbitration and Enforcement Regional CLE Program, which will be hosted in our Fort Lauderdale office on Thursday, February 20, 2020.
Alabama's Josh Jones is a program organizer for this event, and Florida's Joelle Simms will moderate a panel discussing senior and vulnerable investors.
Presented by the Securities Litigation Committee of the ABA Section of Litigation, this half-day program will cover leading topics of interest to attorneys practicing before the Financial Industry Regulatory Authority (FINRA). In-house counsel, regulators, and counsel for claimants and respondents will discuss:
- FINRA's Examination Findings and Priorities for 2020
- Developments in the Law, Regulations, and Litigation Involving Investors with Diminished Capacity
- In-House Insomnia: What Keeps Lawyers and Compliance Officers Up at Night
To register for the program, visit ambar.org/finra.