On May 7, 2015, Bressler, Amery & Ross, P.C. will host “Labor and Employment Law in the Financial Services Industry.”

Principal Jed Marcus will speak on “Ethical Issues Facing In-House Counsel” with Bradley Goldman, General Counsel and Chief Compliance Officer of Palisade Capital Management.

Principal Mark Knoll will speak on “FINRA Termination Disclosure Requirements and Expungement Applications.”

Principals Carole Miller and Sara Soto and associate Matthew Penfield will participate on a ‘Hot Topics’ panel. Sara will speak on FINRA arbitrations. Matthew will speak on “Restrictive Covenants – Using the Courts and FINRA to Protect Your Interests” and “Changing Immigration Rules and the Impact on Compliance.” Carole will speak on EEO and discrimination.

Practice Areas

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