Are you a Financial Advisor or a New Jersey Registered Investment Adviser and interested in senior investor issues? Please contact us at firstname.lastname@example.org if you would be interested in attending an event led by Bressler Principal Amy Bard that will discuss the following:
- What you need to know about new FINRA rules and recently enacted state and federal statutes;
- Practices and procedures to adopt to protect yourselves, your clients, and your firm; and
- Suggestions on how to effectively handle and address customer complaints, sales practice cases and regulatory inquiries involving seniors.