Are you a Financial Advisor or a New Jersey Registered Investment Adviser and interested in senior investor issues? Please contact us at events@bressler.com if you would be interested in attending an event led by Bressler Principal Amy Bard that will discuss the following:

  • What you need to know about new FINRA rules and recently enacted state and federal statutes;
  • Practices and procedures to adopt to protect yourselves, your clients, and your firm; and
  • Suggestions on how to effectively handle and address customer complaints, sales practice cases and regulatory inquiries involving seniors.
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