Bressler is a proud sponsor of the 2015 SIFMA Compliance and Legal Society Charlotte Regional Seminar. This one day seminar will feature presentations by leading securities regulators and industry professionals.
Principal Andrea M. Greene will take part in the panel session, “Fixed Income Sales and Trading: Current Issues.” Topics of discussion include:
- Impact of U.S. v. Litvak on Compliance Programs
- Distressed Trading
- Market Access Rule and Fixed Income