Firm News

Bressler, Amery & Ross, P.C. is proud to announce that starting May 4, 2015, it will administer the Protocol for Broker Recruiting (also referred to as the Broker Protocol).

Since May 2010, the Securities Industry and Financial Markets Association (SIFMA) has administered the Broker Protocol.

The Protocol was originally executed in 2004 between Citigroup Global Markets Inc. ("Smith Barney"), Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS Financial Services Inc. The Protocol governs the use of client information when registered representatives move between firms that are signatories to the Protocol, with the stated principal goal of furthering clients' interests in privacy and freedom of choice in connection with the movement of their registered representatives.

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