Bressler will be participating in the National Society of Compliance Professionals (NSCP) 2020 National Conference, which will take place virtually this year.

On Tuesday, October 20, Andrew Mount will co-present a session titled "Small BD/Dual Registrant Application of Reg BI."  The program will review and critique disclosures from a number of Form CRS and RBI disclosure documents, in order to identify challenges faced by smaller firms.

On Wednesday, October 21, Kerry Zinn will co-present a session titled "The Cannabis Compliance Conundrum." The program will discuss legal risks associated with doing business with cannabis companies, as well as the current trends relating to ancillary cannabis companies.

Click here to learn more or to register. 

Practice Areas

Jump to Page