Overview
Bressler’s Financial Institutions team is comprised of nearly 75 lawyers, spread among our network of offices. Our clients include large broker-dealers with which we have had relationships for decades, as well as newer relationships with mid-sized and smaller independent firms.
Our group is comprised of go-to lawyers in our various sub-practice areas, fast-rising more junior partners and tiers of experienced associates. The broad expertise we have built eliminates, or substantially reduces, the amount of “start-up time” we need for new assignments. In addition, the fact that members of our team have substantial in-house experience helps to facilitate our focus on teamwork with in-house counsel. Our approach in each matter we handle includes lean staffing, close coordination with in-house counsel, reasonable billing rates, and the collaborative development and execution of cost-effective strategies.
Newsroom
News & Alerts
- Alert, 08.29.2024
- Firm News, 06.06.2024
- Firm News, 06.05.2024
- Alert, 02.08.2024
- Alert, 10.09.2023
- Firm News, 09.27.2023
- Alert, 05.31.2023
- Alert, Financial Institutions Law Alert, 05.22.2023
- Alert, 05.19.2023
- Firm News, 03.22.2023
- Alert, 02.06.2023
- Alert, Financial Institutions, 12.19.2022
- Alert, Financial Institutions, 11.18.2022
- Alert, Financial Institutions, 10.07.2022
- Firm News, 08.18.2022
- Alert, Financial Institutions, 08.18.2022
- Alert, Financial Institutions, 08.12.2022
- Alert, Financial Institutions, 08.09.2022
- Alert, Financial Institutions Law Alert, 04.27.2022
- Firm News, 04.26.2022
- Firm News, Morris/Essex Health & Life Magazine, 03.23.2022
- Alert, Financial Institutions Alert, 03.14.2022
- Firm News, 03.14.2022
- Alert, 02.18.2022
- Firm News, 02.08.2022
- Firm News, 01.31.2022
- Alert, Financial Institutions Law Alert, 01.13.2022
- Firm News, 11.30.2021
- Firm News, New Jersey Law Journal, 11.08.2021
- Firm News, 11.04.2021
- Firm News, BCR Wealth Strategies, 10.12.2021
- Firm News, 09.30.2021
- Alert, Financial Institutions Alert, 09.22.2021
- Alert, Financial Institutions Law Alert, 08.06.2021
- Alert, Financial Institutions Law Alert, 08.05.2021
- Alert, Financial Institutions Law Alert, 07.30.2021
- Alert, Financial Institutions Law Alert, 07.26.2021
- Alert, Financial Institutions Alert, 06.18.2021
- Alert, Financial Institutions Law Alert, 05.20.2021
- Alert, Financial Institutions Law Alert, 05.07.2021
- Firm News, Financial Institutions Law Alert, 04.29.2021
- Alert, Financial Institutions Law Alert, 04.29.2021
- Alert, Financial Institutions Law Alert, 04.20.2021
- Alert, Financial Institutions Law Alert, 04.08.2021
- Alert, Financial Institutions Law Alert, 04.08.2021
- Alert, Financial Institutions Law Alert, 03.31.2021
- Alert, Financial Institutions Law Alert, 03.16.2021
- Alert, Financial Institutions Law Alert, 03.11.2021
- Alert, Financial Institutions Law Alert, 03.09.2021
- Alert, Financial Institutions Law Alert, 02.23.2021
- Alert, Financial Institutions Law Alert, 02.03.2021
- Firm News, 02.02.2021
- Alert, Financial InstitutionsLaw Alert, 01.28.2021
- Alert, Financial Institutions Law Alert, 12.14.2020
- Firm News, 11.30.2020
- Alert, Financial Institutions Law Alert, 11.23.2020
- Firm News, 11.05.2020
- Alert, Financial Institutions Law Alert, 10.27.2020
- Alert, Financial Institutions Law Alert, 10.27.2020
- Alert, Financial Institutions Law Alert, 10.22.2020
- Alert, Financial Institutions Client Alert, 10.07.2020
- Alert, Financial Institutions Law Alert, 09.30.2020
- Alert, Labor & Employment Law Alert, 09.23.2020
- Alert, Financial Institutions Law Alert, 09.02.2020
- Firm News, 08.10.2020
- Alert, 07.28.2020
- Alert, Financial Institutions Law Alert, 07.22.2020
- Alert, Financial Institutions Law Alert, 07.07.2020
- Alert, Financial Institutions Law Alert, 07.01.2020
- Alert, Financial Institutions Law Alert, 06.26.2020
- Alert, Financial Institutions Law Alert, 05.14.2020
- Alert, Financial Institutions Law Alert, 05.13.2020
- Alert, Financial Institutions Law Alert, 05.07.2020
- Alert, Financial Institutions Law Alert, 04.17.2020
- Alert, Financial Institutions Law Alert, 04.16.2020
- Firm News, 04.15.2020
- Alert, Financial Institutions Law Alert, 04.15.2020
- Alert, Financial Institutions Law Alert, 04.01.2020
- Alert, Financial Institutions Law Alert, 03.27.2020
- Alert, Financial Institutions Law Alert, 03.03.2020
- Publication, Cointelegraph, 02.25.2020
- Alert, Financial Institutions Law Alert, 02.20.2020
- Publication, Cointelegraph, 02.06.2020
- Firm News, 11.05.2019
- Firm News, 11.01.2019
- Firm News, 10.14.2019
- Firm News, 09.12.2019
- Firm News, Super Lawyers Magazine , 09.2019
- Firm News, 08.15.2019
- Firm News, 08.2019
- Firm News, 08.01.2019
- Firm News, 07.2019
- Firm News, 07.16.2019
- Firm News, 05.30.2019
- Firm News, 05.15.2019
- Firm News, 05.08.2019
- Firm News, 05.06.2019
- Firm News, 05.01.2019
- Firm News, 04.02.2019
- Firm News, 03.18.2019
- Firm News, 02.25.2019
- Firm News, 02.01.2019
- Firm News, 01.09.2019
- Firm News, 01.07.2019
- Firm News, 11.12.2018
- Firm News, 11.08.2018
- Firm News, 11.01.2018
- Firm News, 10.12.2018
- Firm News, 09.13.2018
- Firm News, 09.12.2018
- Firm News, 08.29.2018
- Firm News, 08.15.2018
- Firm News, 08.13.2018
- Firm News, 08.10.2018
- Firm News, 08.02.2018
- Firm News, 07.30.2018
- Firm News, 07.24.2018
- Firm News, 07.12.2018
- Firm News, 07.11.2018
- Firm News, 07.09.2018
- Firm News, 07.02.2018
- Firm News, 06.21.2018
- Firm News, 06.18.2018
- Firm News, 06.05.2018
- Firm News, 05.24.2018
- Firm News, 05.09.2018
- Firm News, 05.09.2018
- Firm News, 04.24.2018
- Firm News, 04.18.2018
- Firm News, 04.13.2018
- Firm News, 04.02.2018
- Firm News, 03.19.2018
- Firm News, BenefitsPro , 02.13.2018
- Firm News, 02.12.2018
- Firm News, 01.30.2018
- Firm News, NJBIZ, 01.18.2018
- Firm News, 01.16.2018
- Firm News, 01.16.2018
- Firm News, 01.05.2018
- Firm News, 01.04.2018
- Firm News, 12.06.2017
- Firm News, 01.05.2017
- Firm News, 08.19.2015
Events
- Seminar, InterContinental Chicago Magnificent Mile, April 17 – 19, 2024
- Webinar, 04.03.2024
- Conference, Dallas, Texas, 10.18.2023
- Webinar, 09.20.2023
- Speaking Engagement, Charlotte, NC, 09.11.2023
- Speaking Engagement, New York, NY, 07.17.2023
- Webinar, 06.27.2023
- Webinar, Webinar, 02.01.2023
- Speaking Engagement, 09.08.2022
- Webinar, 08.24.2022
- Webinar, 07.28.2022
- Webinar, 05.13.2022
- Podcast, 04.20.2022
- Speaking Engagement, 02.24.2022
- Speaking Engagement, 02.24.2022
- Podcast, 01.19.2022
- Speaking Engagement, Boston, MA, 11.17.2021-11.19.2021
- Speaking Engagement, 11.08.2021
- Speaking Engagement, 10.27.2021-10.28.2021
- Podcast, 09.23.2021
- 09.22.2021
- Speaking Engagement, 09.13.2021
- Speaking Engagement, 09.09.2021
- Webinar, 08.18.2021
- Speaking Engagement, 7.20.2021-7.21.2021
- Speaking Engagement, 07.02.2021
- Speaking Engagement, 06.23.2021
- Speaking Engagement, 05.20.2021
- Event, 05.04.2021
- Speaking Engagement, 04.15.2021
- Webinar, 04.14.2021
- Speaking Engagement, 04.13.2021
- Webinar, 03.24.2021
- Speaking Engagement, 03.10.2021
- Speaking Engagement, 03.05.2021
- Webinar, 02.17.2021
- Speaking Engagement, 02.09.2021
- Webinar, 02.03.2021
- Speaking Engagement, 12.09.2020
- Speaking Engagement, 11.19.2020
- Webinar, 11.12.2020
- Speaking Engagement, 10.21.2020
- Webinar, 10.19.2020-10.21.2020
- Webinar, 10.14.2020
- Webinar, 10.06.2020
- Webinar, 09.30.2020
- Speaking Engagement, September 23-24, 2020
- Webinar, 09.10.2020
- Webinar, 09.09.2020
- Webinar, 08.19.2020
- Webinar, 08.12.2020
- Webinar, 06.25.2020
- Webinar, 06.17.2020
- Regulatory & Litigation Issues Registered Investment Advisers will Confront on the Heels of COVID-19Webinar, 06.10.2020
- 06.09.2020
- Webinar, 05.28.2020
- Webinar, 05.27.2020
- Webinar, 04.28.2020
- Speaking Engagement, 04.20.2020
- 03.26.2020
- Speaking Engagement, Fort Lauderdale, FL, 03.04.2020
- Speaking Engagement, Miami, FL, 02.13.2020
- Speaking Engagement, 01.29.2020
- Speaking Engagement, Southlake, Texas, 01.24.2020
- Speaking Engagement, Orlando, FL, 01.17.2020
- Speaking Engagement, 10.16.2019
- Speaking Engagement, New York City, 09.10.2019
- Event, Miami, FL, 07.18.2019
- Speaking Engagement, 10.11.2018
- Speaking Engagement, Bonita Springs, Florida, 10.11.2018
Articles & Publications
- Publication, Market Solutions, Volume 33, Number 2, 06.2024
- Publication, Journal of Financial Planning, 09.2023
- Publication, American Bar Association, 08.10.2023
- Publication, American Bar Association, 08.01.2023
- Publication, Advisor Perspectives , 07.17.2023
- Publication, JD Supra, 07.19.2022
- Publication, Law360, 06.07.2022
- Publication, New Jersey Law Journal, 04.08.2022
- Publication, Law360 Pulse, 02.08.2022
- Firm News, Birmingham Business Journal, 06.22.2021
- Publication, InvestmentNews, 05.04.2021
- Publication, American Bar Association, 03.15.2021
- Publication, Bloomberg Law, 02.24.2021
- Publication, America Bar Association, 12.21.2020
- Publication, Investment News, 09.24.2020
- Law360, 09.09.2020
- Publication, American Bar Association, 08.11.2020
- Publication, American Bar Association, 05.05.2020
- Publication, Cointelegraph, 04.15.2020
- Investment News, 04.06.2020
- Publication, Newsday, 04.06.2020
- Publication, Investment News, 03.24.2020
- Publication, Financial Advisor, 03.23.2020
- Publication, Financial Advisor, 02.14.2020
- Alert, Financial Institutions Law Alert, 02.12.2020
- Alert, Financial Institutions Law Alert, 02.03.2020
- Alert, Financial Institutions Law Alert, 01.14.2020
- Alert, Financial Institutions Law Alert, 01.08.2020
- Publication, American Bar Association , 12.19.2019
- Publication, American Bar Association , 12.13.2019
- Alert, Financial Institutions Law Alert, 12.09.2019
- Alert, 12.05.2019
- Publication, American Bar Association , 11.18.2019
- Alert, Financial Institutions Law Alert, 11.07.2019
- Alert, Financial Institutions Law Alert, 11.01.2019
- Publication, Law360, 10.23.2019
- Alert, Financial Institutions Law Alert, 10.16.2019
- Publication, Financial Advisor Magazine , 10.09.2019
- Publication, The Wall Street Journal and Dow Jones Newswires , 10.07.2019
- Alert, 10.04.2019
- Alert, 09.27.2019
- Publication, Advisor Hub, 09.25.2019
- Publication, Think Advisor and Investment Advisor Magazine , 09.24.2019
- Alert, 09.13.2019
- Publication, WealthManagement.com, 09.11.2019
- Publication, 09.10.2019
- Publication, Financial Planning , 09.04.2019
- Alert, 08.26.2019
- Publication, Corporate Compliance Insights, 08.20.2019
- Alert, 08.14.2019
- Alert, 08.05.2019
- Alert, 07.24.2019
- Alert, 07.24.2019
- Alert, 07.17.2019
- Alert, 07.11.2019
- Publication, Blog for Arizona , 07.08.2019
- Alert, 07.08.2019
- Alert, 06.17.2019
- Publication, Corporate Compliance Insights , 06.07.2019
- Alert, 06.05.2019
- Alert, 06.05.2019
- Alert, 06.04.2019
- Publication, National Society of Compliance Professionals, 06.2019
- Alert, 05.31.2019
- Alert, 05.22.2019
- Alert, 05.20.2019
- Alert, 05.13.2019
- Publication, Law360, 05.01.2019
- Publication, Daily Business Review , 05.2019
- Alert, 05.2019
- Publication, American Bar Association, 04.22.2019
- Alert, 04.10.2019
- Alert, 04.09.2019
- Publication, National Society of Compliance Professionals, 04.2019
- Publication, Federation of Regulatory Counsel , 04.2019
- Alert, 04.2019
- Publication, Daily Business Review , 03.14.2019
- Alert, 03.13.2019
- Alert, 03.08.2019
- Alert, 03.07.2019
- Publication, American Bar Association , 03.06.2019
- Publication, Corporate Compliance Insights , 03.05.2019
- Publication, National Society of Compliance Professionals, 03.2019
- Alert, 02.28.2019
- Publication, Investment News, 02.22.2019
- Alert, 02.06.2019
- Publication, Daily Business Review , 02.05.2019
- Publication, Law360, 02.05.2019
- Alert, 02.04.2019
- Alert, 01.30.2019
- Publication, New Jersey Law Journal, 01.24.2019
- Alert, 01.24.2019
- Alert, 01.23.2019
- Alert, 01.10.2019
- Alert, 01.09.2019
- Publication, Capital Forensics , 01.08.2019
- Publication, NSCP Currents, 12.2018
- Alert, 12.26.2018
- Alert, 12.21.2018
- Alert, 12.13.2018
- Alert, 11.29.2018
- Publication, Law.com, 11.27.2018
- Publication, American Bar Association, 11.15.2018
- Alert, 11.08.2018
- Alert, 11.07.2018
- Alert, 11.06.2018
- Alert, 10.31.2018
- Publication, Law360, 10.30.2018
- Publication, American Bar Association, 10.26.2018
- Alert, 10.25.2018
- Alert, 10.17.2018
- Alert, 10.16.2018
- Alert, 10.11.2018
- Alert, 10.09.2018
- Alert, 10.05.2018
- Alert, 10.01.2018
- Alert, 09.28.2018
- Alert, 09.10.2018
- Publication, Business Alabama, 08.22.2018
- Alert, 08.08.2018
- Publication, The Alabama Lawyer, 07.27.2018
- Publication, American Bar Association, 07.10.2018
- Publication, American Bar Association, 07.10.2018
- Alert, 06.22.2018
- Alert, 06.21.2018
- Alert, 06.11.2018
- Publication, Financial Advisor, 06.08.2018
- Publication, Corporate Compliance Insights, 05.30.2018
- Alert, 05.17.2018
- Alert, 05.08.2018
- Alert, 05.02.2018
- Alert, 05.01.2018
- Publication, Corporate Counsel, 04.26.2018
- Alert, 04.24.2018
- Publication, Corporate Compliance Insights, 04.23.2018
- Alert, 04.19.2018
- Alert, 04.17.2018
- Alert, 04.05.2018
- Publication, Bloomberg BNA, 04.03.2018
- Publication, Westlaw Journal, 03.16.2018
- Alert, 03.12.2018
- Alert, 03.07.2018
- Alert, 03.05.2018
- Alert, 02.28.2018
- Alert, 02.21.2018
- Publication, Bloomberg BNA, 02.12.2018
- Publication, New Jersey Law Journal, 02.10.2018
- Alert, 02.09.2018
- Alert, 02.08.2018
- Publication, WealthManagement.com, 01.10.2018
- Alert, 01.09.2018
- Alert, 01.09.2018
- Alert, 01.05.2018
- Publication, American Bar Association, 01.04.2018
- Publication, ThinkAdvisor, 12.29.2017
- Alert, 12.11.2017
- Alert, 12.11.2017
- Alert, 12.11.2017
- FINRA on Anti-Money Laundering Program Deficiencies in its First-Time Report on Examination FindingsAlert, 12.08.2017
- Alert, 12.07.2017
- Alert, 11.28.2017
- Publication, ThinkAdvisor, 11.21.2017
- Alert, 11.14.2017
- Alert, 11.14.2017
- Alert, 11.13.2017
- Publication, ThinkAdvisor , 11.08.2017
- Publication, Bloomberg Law , 11.06.2017
- Alert, 11.06.2017
- Alert, 10.31.2017
- Alert, 10.30.2017
- Alert, 10.26.2017
- Alert, 10.26.2017
- Alert, 10.25.2017
- Alert, 10.24.2017
- Lifting the Veil: Ensuring Suitability and Supervision When Recommending Variable Insurance ProductsAlert, 10.23.2017
- Alert, 10.13.2017
- Publication, Financial Advisor, 10.12.2017
- Alert, 10.04.2017
- Alert, 09.29.2017
- Alert, 09.14.2017
- Alert, 09.13.2017
- Publication, Bloomberg BNA, 09.13.2017
- Publication, Hedge Fund Legal & Compliance Digest , 09.08.2017
- Publication, American Bar Association , 09.05.2017
- Alert, 08.31.2017
- Publication, American Bar Association , 08.29.2017
- Publication, VC-List , 08.28.2017
- Publication, Litigation News , 08.23.2017
- Alert, 08.17.2017
- Alert, 08.10.2017
- Alert, 08.04.2017
- Alert, 07.31.2017
- Publication, American Bar Association, 07.31.2017
- Alert, 07.26.2017
- Alert, 07.20.2017
- Publication, 07.07.2017
- Alert, 06.09.2017
- Publication, 05.17.2017
- Alert, 05.05.2017
- Alert, 04.20.2017
- Alert, 04.17.2017
- Alert, 04.10.2017
- Alert, 03.30.2017
- Publication, Corporate Counsel , 03.09.2017
- Alert, 03.01.2017
- Alert, 02.21.2017
- Alert, 02.13.2017
- Alert, 02.10.2017
- Publication, DRI For The Defense, 02.08.2017
- Alert, 02.07.2017
- Publication, American Bar Association, 02.06.2017
- Publication, American Bar Association, 02.06.2017
- Publication, American Bar Association , 01.13.2017
- Alert, 01.11.2017
- Alert, 01.09.2017
- Publication, American Banker, 01.09.2017
- Alert, 01.06.2017
- Alert, 01.04.2017
- Alert, 12.15.2016
- Alert, 12.14.2016
- Alert, 11.09.2016
- Alert, 09.29.2016
- Alert, 09.14.2016
- Alert, 09.01.2016
- Alert, 08.19.2016
- Alert, 08.17.2016
- Publication, American Bar Association, Section of Litigation Commercial and Business Litigation Newsletter , 08.08.2016
- Alert, 07.11.2016
- Alert, 06.06.2016
- Alert, 05.31.2016
- Alert, 05.27.2016
- Alert, 05.25.2016
- Alert, 05.23.2016
- Alert, 04.29.2016
- Alert, 04.22.2016
- Alert, 04.12.2016
- Publication, ABA Securities Litigation Newsletter, 02.25.2016
- Alert, 02.19.2016
- Publication, 02.11.2016
- Alert, 02.08.2016
- Publication, Compliance Reporter, 02.08.2016
- Alert, 01.07.2016
- Alert, 01.07.2016
- Alert, 12.16.2015
- Alert, 12.03.2015
- Alert, 11.16.2015
- Alert, 09.08.2015
- Alert, 07.30.2015
- Alert, 05.28.2015
- Alert, 03.31.2015
- Alert, 03.03.2015
- Alert, 11.20.2014
- Alert, 11.03.2014
- Alert, 10.17.2014
- Alert, 07.24.2014
- Alert, 07.02.2014
- Alert, 04.29.2014
- Alert, 12.17.2013
- Alert, 11.27.2013
- Alert, 07.11.2013
- Alert, 07.09.2013
- Alert, 06.28.2013
- Alert, 05.17.2013
- Alert, 05.07.2013
- Alert, 01.04.2013
- Alert, 12.17.2012
- Alert, 10.09.2012
- Alert, 09.24.2012
- Alert, 09.06.2012
- Alert, 07.01.2012
- Alert, 06.22.2012
Multimedia
Webinars
Webinars
Practice Contacts
Professionals
- Brian F. Amery
- Taylor J. Bandy
- Frank M. Barnes, III
- Jessica E. Bonds
- Joseph L. Calabrese
- Mary Jo Cantu
- Sean J. Coughlin
- Frank J. Cuccio
- Clinton Edgar
- Dominick F. Evangelista
- Joel M. Everest
- Logan S. Fisher
- Charles A. Hammaker
- David I. Hantman
- Christina J. Herrera
- Wes Holston
- Josh D. Jones
- John Kincade
- Daniel R. Korb, Jr.
- David J. Libowsky
- Donald R. Littlefield
- Susan A. Logsdon
- Kalie M. Maniglia
- W. Preston Martin
- Patrick J. Medeo
- Louis F. Mendez
- Kirsten M. Nowak
- Keith Olin
- Ronak V. Patel
- Leonel Peraza, Jr.
- Laura Pizzitola
- Roxanne Rehm
- Audrey Rizk
- Kathryn Burfitt Rockwood
- Alex J. Sabo
- A. Inge Selden, III
- Andrew W. Sidman
- Sara Soto
- Randi Perry Spallina
- James E. Tyrrell, Jr.
- Christopher M. Vaughan
- Clay Wash
- Andrea Greene Wells
- Katelyn H. Wilson
- Donald F. Winningham III
- Edwin A. Zipf
Related Practice Areas
- Anti-Money Laundering
- Business & Commercial Litigation
- Expungements
- Financial Crime Compliance
- Financial Institutions Advisory Practice
- Financial Institutions Enforcement Defense
- Financial Institutions Internal Investigations
- Financial Institutions Litigation and Arbitration
- Retail Client Relationships
- Senior & Vulnerable Investor Group