The SRO and States Subcommittee of the ABA Securities Litigation Committee is pleased to announce its upcoming program, "Regulatory Forum on Senior Investor Issues.” The program will feature the following speakers: James Wrona, Vice President and Associate General Counsel, FINRA and Jonathan Zweig, Assistant Attorney General, Office of the New York Attorney General. Addressing the issues from the industry perspective will be Thomas Mierswa, Executive Director, Morgan Stanley; Melissa Shea, Vice President and Associate General Counsel, Fidelity Investments; and Patricia Solfaro, Of Counsel, Bressler, Amery & Ross, P.C.
Bressler principal, Andrew Sidman, Co-Chair of the SRO Subcommittee, will serve as a co-moderator of the panel. For additional information or to RSVP, please contact us at events@bressler.com.