ABA FINRA Fall Markets and Enforcement Forum

The SRO Subcommittee of the ABA Securities Litigation Committee will conduct its third panel of 2013,  "FINRA Fall Markets and Enforcement Forum." This program featured Robert Marchman, Executive Vice President in charge of the Legal Section of the Market Regulation Department, Susan Light, Senior Vice President and Chief Counsel of Enforcement and Elaine Mandelbaum, Managing Director and Deputy General Counsel at Citigroup.


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