Speaking Engagement

Andrew Sidman will be speaking at the SRO Subcommittee of the ABA Securities Litigation Committee panel presentation addressing the issue of compliance officer liability, a subject of great interest for legal and compliance professionals at member firms. The presentation features Susan Schroeder, FINRA's Deputy Director of Enforcement, Gloria R. Greco, Managing Director, Acting Head of Compliance for Global Wealth and Investment Management at Bank of America and the Chief Compliance Officer for Merrill Lynch, Pierce, Fenner & Smith Incorporated as a Registered Investment Adviser, John Sturc of Gibson Dunn & Crutcher LLP and Ben A. Indek of Morgan, Lewis & Bockius LLP.


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