Bressler is a proud sponsor of the 2015 SIFMA Compliance and Legal Society St. Louis Regional Seminar. The seminar will feature presentations by leading securities regulators and industry professionals.
Principal Andrew W. Sidman will take part in the panel session titled, “Hot Topics in Security Enforcement.” Topics of discussion include:
• Enforcement Initiatives: Developments and Priorities
• Settlement Policy: Admissions v. Neither Admit Nor Deny
• Handling the Investigation and Maintaining Privilege