Bressler is a proud sponsor of the 2016 SIFMA Compliance and Legal Society St. Louis Regional Seminar. The seminar will feature presentations by leading securities regulators and industry professionals.
Managing Principal Brian Amery will take part in the panel session, “What’s Next: A Candid Conversation With Our Regulators.” Topics of discussion include:
• Current Enforcement Trends
• Big Data and Technology
• Value of a Robust Disciplinary Program
• Regulatory Priorities – Assessing Firm Culture
• Impact on Supervisory and Compliance Personnel