The SRO and States Subcommittee of the ABA Securities Litigation Committee is pleased to announce its upcoming program, "The Winter 2017 Forum on Regulatory Reporting." 

The program will feature two senior FINRA officials with significant responsibilities with respect to reporting:

  • Mario DiTrapani, VP, Registration and Disclosure
  • Anthony Cavallaro, SVP, Office of Fraud Detection and Market Intelligence

Presenting the industry perspective will be:

  • Lisa Kratka, VP and Manager, Regulatory Reporting, Morgan Stanley
  • Mark Knoll, Principal, Bressler, Amery & Ross

Bressler principal, Andrew Sidman, Co-Chair of the SRO Subcommittee, will serve as a co-moderator of the panel.


Jump to Page