Webinar
04.14.2021

Join us for our next webinar, Time to Pay Up…Not So Fast: Collecting on Financial Advisors’ Promissory Notes and Defending Associated Claims & Counterclaims. Our panelists will discuss terms of promissory notes, FINRA Rules 13806 and 13803, defensive claims/counterclaims, settlement provisions, and collecting awards.

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CLE credits approved in NY and PA, and giving reciprocity credit to NJ, CA, and FL.
CLE credits pending in NC and TX.

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