Webinar
02.03.2021

Join us for our webinar, Arbitrating Diminished Capacity Issues in the FINRA Forum. Litigation before FINRA arbitrators involving the elderly, other vulnerable clients, and even financial advisors experiencing capacity issues is certain to increase significantly in the coming years. During this program, our panelists discuss the unique issues that arise when litigating competency issues in the FINRA forum, highlighting concerns raised from their firsthand experience representing clients in these cases.

CLE credits approved in NY, and giving reciprocity credit to NJ, CA, and FL.
CLE credits pending in TX, NC and PA.
Jump to Page