Publication
New Jersey Law Journal, Alternative Dispute Resolution 
03.15.2010

The Financial Industry Regulatory Authority (“FINRA”) operates the largest dispute resolution forum in the securities industry. It oversees the arbitration and mediation of disputes between investors, securities firms and individual registered representatives. It has been one year since FINRA implemented new rules significantly limiting the use of motions to dismiss in arbitration.

Continue reading

Jump to Page

By using this site, you agree to our updated Privacy Policy and our Terms of Use.