Webinar
08.19.2020
On our next webinar, FINRA Expungement: Latest Changes & What's Next, our panel discusses FINRA rules and guidance surrounding expungement, the mechanics of claims, the most recent Notice 20-25, as well as current trends and what may be coming down the pipeline.
CLE credits approved in NY, and giving reciprocity credit to NJ, CA, and FL.
CLE credits pending in TX.