On Wednesday, February 1, Bressler's Angela Turiano, Sean Coughlin, and Joseph Calabrese presented a CLE webinar. Their program, titled Regulatory and Compliance Hot Topics for Broker-Dealers and Investment Advisers, discussed communications on unapproved devices, use of social media, SEC's new marketing rule, Reg BI, and cybersecurity.

*General CLE credit has been applied for in New York, Pennsylvania, Texas, and North Carolina. Reciprocity credit will be given to California, Florida, and New Jersey.

Practice Areas

Jump to Page