Webinar
05.27.2020

Our tenth program of the series, Fraud in the Time of Coronavirus: Preventing & Confronting Selling Away & Ponzi Scheme Regulatory Issues & Claims discusses supervisory tips for FINRA members and associated persons, the steps to take when you have notice of a claim, and the arbitrability of such claims.

CLE credits approved in NY, and giving reciprocity credit to NJ, CA, and FL.

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