- AlertFINRA Issues its 2019 Report on Examination Findings and Observations10.16.2019
- PublicationInvestor Group Pans FINRA Broker Expungement Proceedings10.15.2019
- PublicationFINRA Takes Measured Approach Toward Expungement Limitations10.09.2019
- PublicationWall Street Brokers Missed the Index-Funds Memo10.07.2019
- AlertFINRA Approves Creation of Special Roster of Arbitrators for Expungement Cases10.04.2019
- AlertA Notable Development in Litigation Over the Constitutionality of Florida's Medical Marijuana Laws09.30.2019
- AlertAnother Historic Step: The House Passes Bill Aimed At Facilitating Marijuana Banking09.27.2019
- AlertDepartment of Labor Issues New Rule Increasing Minimum Salary for White Collar Exempt Employees09.25.2019
- PublicationMerrill Scrutinizes Managed Portfolio Account Fees09.25.2019
- PublicationSEC's Regulation Best Interest Comes Under Attack09.24.2019
- PublicationBusinesses High on the Future of Medical Marijuana at A.C. Convention09.15.2019
- PublicationNew Jersey Estate Planning, Will Drafting, and Estate Administration Forms, LexisNexis Matthew Bender, 2019 Supplement09.15.2019
- AlertVirginia Bans Mandatory Arbitration Clauses in Investment Advisory Contracts09.13.2019
- PublicationLawsuits Against the SEC Could Complicate DOL's Own Fiduciary Efforts09.11.2019
- PublicationManaging the Upward Trend of FINRA Elder Abuse Claims09.10.2019
- PublicationAdvisors May be First to Notice Elder Abuse. Why Don't more Delay Disbursements?09.04.2019
- AlertNew Jersey Governor Signs Bills that Allow Plaintiffs to Recover Medical Bills that Exceed their PIP Limits08.29.2019
- AlertStranger-Owned Insurance Contracts: Can State Regulation Curb Abuse?08.29.2019
- AlertNJ Medical Board Declines Attorney General's Emergent Request to Suspend Physiatrist's License For Dangerous Opioid Prescribing; Instead Limits Prescribing Privileges08.28.2019
- Publication2019 Midyear Update on Senior and Vulnerable Investor Legislation08.27.2019
- AlertFINRA Increases Emphasis on Protection of Senior and Vulnerable Investors from Financial Exploitation08.26.2019
- PublicationProtecting Privacy Rights While Preventing Financial Exploitation08.20.2019
- AlertBig Changes To Workplace Medical Marijuana Laws In New Jersey And New York08.15.2019
- AlertThe SEC Examined 50+ RIAs Who Are Employing or Have Employed Individuals with a History of Disciplinary Issues and This is What They Found…08.14.2019
- PublicationThe U.S. Supreme Court and Arbitration: Their Love Is Here to Stay08.09.2019
- PublicationEffective and Ethical Negotiation: Tips from the Trenches08.08.2019
- AlertNew York State Supreme Court Upheld DFS' Regulation 187 Imposing A Higher Standard On Agents And Brokers Selling Annuity And Life Insurance Policies08.07.2019
- AlertInvestment of Public Funds - Greater Return, if You Know Where to Look for It08.05.2019
- PublicationStates, Advisors Lead Fight Against Senior Exploitation08.01.2019
- AlertAOB Reform Bill Catalyzes Eagerly Awaited Change07.31.2019
- AlertNew Jersey Bans Pre-Employment Salary Inquiries Beginning January 1, 202007.31.2019
- AlertNew Jersey Debates Broker Conduct Standards In The Reg BI Era07.24.2019
- AlertInvestment of Public Funds - Liability for Violations of Statutes re Investment of Public Funds07.24.2019
- PublicationSay It with Me—I Will Not Use Boilerplate Objections07.23.2019
- AlertA 54% Increase in the Number of Depository Institutions Banking Cannabis Companies07.17.2019
- AlertAppeals Court Strikes Down Florida's Vertically Integrated Requirements For Medical Marijuana Distributors07.16.2019
- AlertThe New York State Senate Votes to Expand Employment Harassment and Discrimination Laws07.12.2019
- AlertThe New Jersey Department of Banking & Insurance Issues Guidance on Implementation of the Medicare Access and CHIP Reauthorization Act of 201507.12.2019
- AlertFINRA Issues New Guidance on Extraordinary Cooperation Credit07.11.2019
- PublicationThe Hidden Crisis: Financial Exploitation of Baby Boomers07.08.2019
- AlertInvestment of Public Funds – Pitfalls of Neglecting Periodic Review of Public Money Policies07.08.2019
- AlertNew York and New Jersey Are Most Recent Jurisdictions to Ban Salary History Inquiries06.28.2019
- ArticleLaw 360s 2019 Glass Ceiling Report Shows Few New Cracks06.24.2019
- PublicationIncorporating Social Justice Reform Into Legalization Laws06.2019
- AlertAdverse Employment Action Is Not Required To Establish A Failure To Accommodate Claim Under The NJLAD And Subsequent Bodily Injury Claim Is Not Barred By The Workers' Compensation Act06.19.2019
- PublicationServed with a Subpoena? Understand the Duties, Deadlines to Protect Yourself06.18.2019
- AlertInvestment of Public Funds – Unraveling Layers of Regulation06.17.2019
- AlertNew York's Department of Financial Services Investigates First Post Cybersecurity Regulation's Breach06.13.2019
- PublicationThe SEC Defined 'Fiduciary Duty,' and a Year Later, Advisers are Still Waiting for Clarity06.07.2019
- AlertEnforcing An Arbitration Agreement When The Federal Arbitration Act Does Not Apply06.06.2019