Overview

While our Employment attorneys represent employers from a wide variety of industries, a significant portion of our practice is dedicated to representing broker-dealers, registered investment advisers, and other financial services firms.  Our years of experience in this space have made us one of the nation’s leading firms for handling employment matters before FINRA arbitration panels.  We understand the unique risks inherent in defending industry employment matters, and we apply a careful, intentional strategy that takes into account all competing issues, including potential regulatory scrutiny. 

Our in-depth understanding of the financial services industry, the FINRA arbitration forum, and all aspects of employment law set us apart. 

Practice Contact

Related Industry Teams

Jump to Page